Employee Stock Plan Services

Executive Service and Support

Senior executives and directors have unique requirements that impact not only themselves,
but your company as well. To assist your executives in navigating the rules and regulations
affecting their plan participation, BNY Mellon Shareowner Services offers a group of experienced
specialists, all of whom have the regulatory knowledge and product experience necessary to work
with your corporate insiders and provide the level of service that executives expect.

Executive Services Group provides:

• Personalized attention and services
• FINRA registered and CEP certified staff
• Access to programs specifically tailored to your
  senior management and directors
• Form 144 preparation assistance and filing
• Rule 10b5-1 plan administration

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