Disclosures

MBSC Disclosure of Order Routing Information
SEC Rule 606 (formerly SEC 11Ac1-6)

MBSC Securities Corporation (MBSC), a Bank of New York Mellon Corporation and member FINRA, is required by SEC Rule 606 to disclose its order routing practices on a quarterly basis. MBSC will generally be the introducing broker and will act strictly in an agency capacity. MBSC does not receive compensation for directing order flow to any of the referenced venues.

The data represents all non-directed orders routed to broker dealers for execution. Although MBSC has used commercially reasonable efforts to provide accurate information, the data is provided to you on an "as is" basis. MBSC does not represent, warrant or guarantee that the data is accurate, complete or up-to date. MBSC specifically disclaims all warranties express or implied with respect to the information including specifically, but not exclusively, warranties of merchantability, fitness for a particular purpose and non-infringement. You agree that MBSC shall not have any liability for any indirect, consequential, special or direct damages for any action or inaction which you may take as the result of the data, whether as a result of any claim sounding in contract or any other theory of liability. This data is for informational purposes only and is not intended as an offer or solicitation with respect to the purchase or sale of any security.